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Category Archives: US Securities and Exchange Commission
FILE PHOTO: A Credit Suisse sign is seen on the exterior of their Americas headquarters in the Manhattan borough of New York City, September 1, 2015. REUTERS/Mike Segar The Swiss bank agreed to a $47.03 million criminal fine and to enter a non-prosecution agreement under a settlement with the U.S. Department of Justice announced on Thursday.
On June 28, 2018, the U.S. Securities and Exchange Commission proposed amendments to the rules governing its whistleblower program. Press Release, SEC Proposes Whistleblower Rule Amendments , No.
Lawmakers in the U.S. House of Representatives are considering whether to add a measure that would ease one of Wall Street's most hated post-financial crisis rules to a must-pass spending bill, according to a person with knowledge of the matter. The move to change the Volcker Rule's ban on proprietary trading may be included in next year's budget for financial regulators, according to the person who asked not to be identified because the final text of the bill hasn't been released.
Tearfully at times, Manchester auto dealer Andy Crews testified Tuesday about the impact of being falsely accused of drug dealing, money laundering and gun running.
The U.S. District Court for the Eastern District of New York appointed its first South Asian-American magistrate judge - Hon. Sanket Bulsara - Chief Judge Dora Irizarry announced this week.
Glancy Prongay & Murray LLP announces an investigation on behalf of World Acceptance Corporation investors concerning the Company and its officers' possible violations of federal securities laws. To obtain information or aid in the investigation, please visit the World Acceptance Corporation investigation page on our website at .
May 23 The U.S. Securities and Exchange Commission has suspended some of its pending in-house court cases, after a Denver-based federal appeals court found the agency had violated the Constitution in how it hired its administrative law judges. In an order dated May 22, the SEC said it would suspend any cases in which a defendant will have an option to appeal a case before the Tenth Circuit Court of Appeals, which covers the states of Colorado, Kansas, New Mexico, Oklahoma, Utah and Wyoming.
Two men were hit with criminal charges stemming from a $81 million Ponzi scheme that revolved around on-demand tickets for Adele and 'Hamilton.' Two men were hit with criminal charges after being accused of running a $81 million Ponzi scheme that revolved around on-demand tickets for shows such as Adele and Hamilton .
Platinum Partners founder Mark Nordlicht, wearing a hoodie, exits federal court in Brooklyn, New York, U.S. on December 19, 2016. U.S. Attorney for the Eastern District of New York Robert Capers speaks to media to announce the unsealing of an indictment charging Mark Nordlicht, the Founder and Chief Investment Officer of Platinum Partners and six other individuals with securities fraud, investment adviser fraud and conspiracy in an approximately $1 billion fraud in Brooklyn, New York City, U.S.on December 19, 2016.
Kevin O'Connor, the general counsel for Steven A. Cohen's investment firm, is overseeing staff picks for the Justice Department as a member of President-Elect Donald Trump's transition team, according to a chart obtained by Bloomberg. O'Connor's employer, Point72 Asset Management, is the successor to Cohen's SAC Capital Advisors, which was the subject of one of the largest insider trading cases in recent years, though he wasn't there at the time.
U.S. Securities and Exchange Commission Chair Mary Jo White plans to step down around the same time President Barack Obama exits the Oval Office, the agency said on Monday. Her departure will cap a nearly four-year tenure marked by regulatory and enforcement milestones, as well as internal discord over Wall Street rules.
Political friction and vacancies in top posts at the U.S. Securities and Exchange Commission have increased the likelihood that Chair Mary Jo White could remain in the job beyond the end of President Barack Obama's term. White has privately told agency officials that people with ties to both the Hillary Clinton and Donald Trump campaigns have asked if she would consider staying on to give the next president time to pick a successor, said people familiar with the matter.
The New Jersey-based, Nasdaq-listed firm made a filing with the US Securities and Exchange Commission on September 30, saying it was conducting an "internal investigation" into the matter. IMPROPER PAYMENTS for gaining permits and building licences for some of its 12 facilities in India have landed the country's third largest IT-BPO sector employer, Cognizant Technologies Solutions, in trouble.
Two years after a white policeman fatally shot a 22-year-old black man in an Ohio Wal-Mart who was carrying an air rifle that he had picked up from a store shelf, the U.S. Department of Justice has yet to conclude... Two years after a white policeman fatally shot a 22-year-old black man in an Ohio Wal-Mart who was carrying an air rifle that he had picked up from a store shelf, the U.S. Department of Justice has yet to conclude its... Investigators are trying to determine what caused a house to explode in Connecticut, injuring seven people, including four children, and sending debris flying.
Fitzpatrick, a former FBI agent accused of lying during his testimony in the tri... . FILE - This file June 23, 2011, booking photo provided by the U.S. Marshals Service shows James "Whitey" Bulger.
Two years after a white policeman fatally shot a 22-year-old black man in an Ohio Wal-Mart who was carrying an air rifle that he had picked up from a store shelf, the U.S. Department of Justice has yet to conclude... Two years after a white policeman fatally shot a 22-year-old black man in an Ohio Wal-Mart who was carrying an air rifle that he had picked up from a store shelf, the U.S. Department of Justice has yet to conclude its... Investigators are trying to determine what caused a house to explode in Connecticut, injuring seven people, including four children, and sending debris flying.
Swedish mobile telecom gear maker Ericsson is being investigated by U.S. authorities over possible corruption related to its business in China, Swedish daily Svenska Dagbladet reported late on Thursday, citing unnamed sources. STOCKHOLM: Swedish mobile telecom gear maker Ericsson is being investigated by U.S. authorities over possible corruption related to its business in China, Swedish daily Svenska Dagbladet reported late on Thursday, citing unnamed sources.